The compliance judges’ scorecard: OSC RIE Division 2026 Annual Report
Cybersecurity, artificial intelligence, fee practices and the quality of regulatory filings feature prominently in the Ontario Securities Commission’s (OSC) latest account of its registration and examination work. OSC Staff Notice 33-762, released on October 7, 2026, reports on the Registration, Inspections and Examinations Division’s (RIE) activities for the fiscal year ended March 31, 2026 (Staff Notice). For Ontario dealers, advisers and investment fund managers, the publication offers both a retrospective…

